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ENCIRCLE FINANCIAL STRATEGIES
Legal name: MARVEL FINANCIAL PLANNING, INC.
CRD 327420File 801-128603
APPROVED
Retail clients
Filing as of Aug 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$139.4M
Bottom 25% of cohort (national)
Discretionary AUM
$139.4M
Clients
242
726 accounts
Employees
4
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 30, 2023
- Principal office
- Not reported
- Phone
- 317-570-1800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $139.4M
- Discretionary AUM
- $139.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 726
- Non-discretionary accounts
- 0
- Total accounts
- 726
- AUM per client
- $576K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $205K |
| High net worth individuals | 41 | $63.9M |
| Individuals (other than high net worth individuals) | 199 | $75.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 3 | 4 | increased by1 |
| Mar 1, 2026 | Clients | 253 | 242 | decreased by11 |
| Mar 1, 2026 | AUM | $124,430,367 | $139,393,628 | increased by$14,963,261 |
| Mar 1, 2026 | Accounts | 736 | 726 | decreased by10 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ENCIRCLE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ENCIRCLE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.