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HAVE RIA, INC.
CRD 327137File 801-128320
APPROVED
Filing as of Mar 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$160.8M
Bottom 25% of cohort (national)
Discretionary AUM
$160.8M
Clients
0
1 accounts
Employees
9
Bottom 25% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 14, 2023
- Principal office
- 333 WESTMINSTER STREET, SUITE 3, PROVIDENCE, RI, 02903
- Phone
- 401-865-6900
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $160.8M
- Discretionary AUM
- $160.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1
- Non-discretionary accounts
- 0
- Total accounts
- 1
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | Fewer than 5 | $160.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — RENOVATION OVERSIGHT, TRAVEL & CONSULTANT REIMBURSEMENT
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for other
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.