← Directory
RIGDEN CAPITAL STRATEGIES
Legal name: RIGDEN ENTERPRISES
CRD 326930File 801-132101
APPROVED
Retail clients
Custody
Filing as of Jun 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$168.9M
Bottom 25% of cohort (national)
Discretionary AUM
$168.9M
Clients
334
951 accounts
Employees
6
Bottom 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 6, 2025
- Principal office
- 384 INVERNESS PKWY, SUITE 240, ENGLEWOOD, CO, 80112
- Phone
- 303-351-1618
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $168.9M
- Discretionary AUM
- $168.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 951
- Non-discretionary accounts
- 0
- Total accounts
- 951
- AUM per client
- $506K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 38 | $91.1M |
| Pension and profit sharing plans | 5 | $8.7M |
| Individuals (other than high net worth individuals) | 291 | $69.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Clients | 278 | 334 | increased by56 |
| Jul 1, 2026 | AUM | $130,095,200 | $168,879,166 | increased by$38,783,966 |
| Jul 1, 2026 | Accounts | 782 | 951 | increased by169 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 205 | 278 | increased by73 |
| Apr 1, 2026 | AUM | $104,069,908 | $130,095,200 | increased by$26,025,292 |
| Apr 1, 2026 | Accounts | 578 | 782 | increased by204 |
| Dec 1, 2025 vs May 1, 2025 | Registration | APPROVED-120 | APPROVED | |
| Dec 1, 2025 vs May 1, 2025 | Employees | 2 | 6 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $0 | $104,069,908 | increased by$104,069,908 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 0 | 578 | increased by578 |
| May 1, 2025 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIGDEN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIGDEN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.