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WOLFE RESEARCH ADVISORS, LLC
CRD 326717File 801-128154
APPROVED
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
Not reported
Discretionary AUM
Not reported
Clients
8
Not reported accounts
Employees
209
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 27, 2023
- Principal office
- 757 3RD AVENUE, 6TH FLOOR, NEW YORK, NY, 10017
- Phone
- 646-845-0700
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- Not reported
- Discretionary AUM
- Not reported
- Non-discretionary AUM
- Not reported
- Discretionary accounts
- Not reported
- Non-discretionary accounts
- Not reported
- Total accounts
- Not reported
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | 6 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — COMMISSIONS TO AFFILIATED BROKER
- Subscription fees
Advisory activities
- Publications
- Other advisory activities
- Portfolio management for other
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | AUM | $0 | — | |
| Aug 12, 2026 | Accounts | 0 | — | |
| Apr 1, 2026 | Employees | 154 | 209 | increased by55 |
| Apr 1, 2026 | Clients | 225 | 8 | decreased by217 |
| Apr 1, 2026 | AUM | $25,000,000 | $0 | decreased by$25,000,000 |
| Apr 1, 2026 | Accounts | 1 | 0 | decreased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WOLFE RESEARCH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WOLFE RESEARCH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.