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FORM WEALTH ADVISORS, LLC
CRD 326519File 801-131059
APPROVED
Retail clients
Filing as of Mar 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.06B
Above cohort median (national)
Discretionary AUM
$1.00B
Non-discretionary $51.3M
Clients
794
2,724 accounts
Employees
16
Above cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 25, 2024
- Principal office
- 431 GENEVA NATIONAL AVE S, LAKE GENEVA, WI, 53147-4881
- Phone
- 262-686-3005
- Website
- https://www.formwealth.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.06B
- Discretionary AUM
- $1.00B
- Non-discretionary AUM
- $51.3M
- Discretionary accounts
- 2,706
- Non-discretionary accounts
- 18
- Total accounts
- 2,724
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 14 | $8.8M |
| High net worth individuals | 142 | $586.0M |
| Business development companies | 2 | $382K |
| Pension and profit sharing plans | 7 | $49.8M |
| Individuals (other than high net worth individuals) | 629 | $410.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 15 | 16 | increased by1 |
| Apr 1, 2026 | Clients | 773 | 794 | increased by21 |
| Apr 1, 2026 | AUM | $932,320,041 | $1,055,571,284 | increased by$123,251,243 |
| Apr 1, 2026 | Accounts | 2,617 | 2,724 | increased by107 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 14 | 15 | increased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FORM WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FORM WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.