← Directory
AMPLIFY FINANCIAL, LLC
CRD 325721File 801-128942
APPROVED
Retail clients
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$230.7M
Below cohort median (national)
Discretionary AUM
$230.7M
Clients
1,601
1,494 accounts
Employees
7
Below cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 20, 2023
- Principal office
- 8605 EAST RAINTREE DRIVE, SUITE 275, SCOTTSDALE, AZ, 85260
- Phone
- 602-562-7800
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $230.7M
- Discretionary AUM
- $230.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,494
- Non-discretionary accounts
- 0
- Total accounts
- 1,494
- AUM per client
- $144K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.8M |
| Charitable organizations | Fewer than 5 | $670K |
| High net worth individuals | 584 | $149.0M |
| Pension and profit sharing plans | Fewer than 5 | $900K |
| Individuals (other than high net worth individuals) | 1,017 | $77.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SUB-ADVISORY SERVICE
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 15 | 7 | decreased by8 |
| Apr 1, 2026 | Clients | 550 | 1,601 | increased by1,051 |
| Apr 1, 2026 | AUM | $268,835,841 | $230,715,554 | decreased by$38,120,287 |
| Apr 1, 2026 | Accounts | 1,066 | 1,494 | increased by428 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AMPLIFY FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AMPLIFY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.