FOREST CAPITAL

Legal name: FOREST CAPITAL OPERATING COMPANY LLC

CRD 325514File 801-127542

APPROVED

Retail clients

Filing as of Jul 7, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$143.2M

Bottom 25% of cohort (national)

Discretionary AUM

$143.2M

Clients

155

247 accounts

Employees

Bottom 25% of cohort in NC

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Mar 30, 2023
Principal office: 6201 FAIRVIEW ROAD, SUITE 200, PMB 17336509, CHARLOTTE, NC, 28210
Phone: 704.533.9876
Website: https://forestcapital.net

Assets & accounts

ADV Item 5F

Total regulatory AUM: $143.2M
Discretionary AUM: $143.2M
Non-discretionary AUM: $0
Discretionary accounts: 247
Non-discretionary accounts: 0
Total accounts: 247
AUM per client: $924K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$6.9M
Insurance companies	Fewer than 5	$2.8M
High net worth individuals	67	$109.1M
Individuals (other than high net worth individuals)	85	$24.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.