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JEFFERIES INVESTMENT ADVISERS LLC
CRD 325421File 801-127656
APPROVED
Retail clients
Disclosure events
Filing as of Jun 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.15B
Top 25% of cohort (national)
Discretionary AUM
$4.69B
Non-discretionary $466.9M
Clients
2,020
2,020 accounts
Employees
119
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 20, 2023
- Principal office
- 520 MADISON AVENUE, NEW YORK, NY, 10022
- Phone
- 212-284-2300
- Website
- https://www.jefferies.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.15B
- Discretionary AUM
- $4.69B
- Non-discretionary AUM
- $466.9M
- Discretionary accounts
- 1,735
- Non-discretionary accounts
- 285
- Total accounts
- 2,020
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 340 | $3.06B |
| Non-U.S. persons | 1 | $3.2M |
| Pension and profit sharing plans | 30 | $21.3M |
| Individuals (other than high net worth individuals) | 1,649 | $2.07B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.