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FIRST MANHATTAN CO. LLC

CRD 325281File 801-12411
APPROVED
Retail clients
Custody
Filing as of Aug 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$38.09B
Top 10% of cohort (national)
Discretionary AUM
$35.66B
Non-discretionary $2.42B
Clients
6,294
6,294 accounts
Employees
147
Top 10% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Jan 13, 1977
Principal office
399 PARK AVENUE, NEW YORK, NY, 10022
Phone
212-756-3300

Assets & accounts

ADV Item 5F
Total regulatory AUM
$38.09B
Discretionary AUM
$35.66B
Non-discretionary AUM
$2.42B
Discretionary accounts
6,104
Non-discretionary accounts
190
Total accounts
6,294
AUM per client
$6.1M

Clients by type

ADV Item 5D
Client typeClientsAUM
Investment companies2$172.8M
Charitable organizations108$1.57B
High net worth individuals3,828$33.28B
Pooled investment vehicles9$919.2M
Pension and profit sharing plans95$1.51B
Individuals (other than high net worth individuals)2,252$630.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Financial planning services
  • Portfolio management for other
  • Portfolio management for businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees132147increased by15
Apr 1, 2026Clients5,7226,294increased by572
Apr 1, 2026AUM$34,439,571,092$38,086,101,541increased by$3,646,530,449
Apr 1, 2026Accounts5,7226,294increased by572
May 1, 2025Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “FIRST MANHATTAN” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIRST MANHATTAN” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.