CAP SIX ADVISORS

Legal name: CAP SIX ADVISORS LLC

CRD 325164File 801-131815

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$340.8M

Below cohort median (national)

Discretionary AUM

$44.8M

Non-discretionary $296.0M

Clients

128 accounts

Employees

Below cohort median in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Jan 13, 2025
Principal office: 1919 DECATUR STREET, HOUSTON, TX, 77007-7636
Phone: 281-671-7982
Website: http://www.cap-six.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $340.8M
Discretionary AUM: $44.8M
Non-discretionary AUM: $296.0M
Discretionary accounts: 111
Non-discretionary accounts: 17
Total accounts: 128
AUM per client: $3.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	3	$706K
Charitable organizations	1	$1.3M
Other investment advisers	1	$278.6M
High net worth individuals	82	$44.6M
Individuals (other than high net worth individuals)	7	$1.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	107	94
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.