ROSSBY FINANCIAL, LLC

CRD 324631File 801-127370

APPROVED

Retail clients

Filing as of Jul 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$854.8M

Above cohort median (national)

Discretionary AUM

$844.3M

Non-discretionary $10.5M

Clients

3,910

3,910 accounts

Employees

Above cohort median in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Feb 24, 2023
Principal office: 2412 IRWIN STREET, MELBOURNE, FL, 32901
Phone: 321-209-0111
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $854.8M
Discretionary AUM: $844.3M
Non-discretionary AUM: $10.5M
Discretionary accounts: 3,893
Non-discretionary accounts: 17
Total accounts: 3,910
AUM per client: $219K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$188K
High net worth individuals	238	$161.2M
Pension and profit sharing plans	11	$9.2M
Individuals (other than high net worth individuals)	3,659	$684.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.