CAROLINA STRATEGY, LLC

CRD 324629File 801-132032

APPROVED

Retail clients

Filing as of Jan 8, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$119.1M

Bottom 25% of cohort (national)

Discretionary AUM

$119.1M

Clients

182 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Mar 14, 2025
Principal office: Not reported
Phone: 980-269-9899
Website: https://carolinastrategy.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $119.1M
Discretionary AUM: $119.1M
Non-discretionary AUM: $0
Discretionary accounts: 182
Non-discretionary accounts: 0
Total accounts: 182
AUM per client: $1.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$57K
High net worth individuals	42	$113.1M
Individuals (other than high net worth individuals)	21	$6.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Feb 1, 2026	Clients	59	64	increased by5
Feb 1, 2026	AUM	$111,821,299	$119,089,787	increased by$7,268,488
Feb 1, 2026	Accounts	181	182	increased by1
May 1, 2025	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “CAROLINA STRATEGY” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAROLINA STRATEGY” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.