BROADWAY ADVISOR GROUP

CRD 324281File 801-127086

APPROVED

Retail clients

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$214.9M

Below cohort median (national)

Discretionary AUM

$203.7M

Non-discretionary $11.2M

Clients

321

321 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Dec 21, 2022
Principal office: 368 BROADWAY, FIRST FLOOR, ALBANY, NY, 12207
Phone: 518-477-3626
Website: https://sgroiwealth.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $214.9M
Discretionary AUM: $203.7M
Non-discretionary AUM: $11.2M
Discretionary accounts: 316
Non-discretionary accounts: 5
Total accounts: 321
AUM per client: $670K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$937K
High net worth individuals	71	$137.2M
Pension and profit sharing plans	5	$11.2M
Individuals (other than high net worth individuals)	244	$65.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.