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LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
CRD 324258File 801-127031
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$484.0M
Above cohort median (national)
Discretionary AUM
$484.0M
Clients
749
2,614 accounts
Employees
8
Above cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 15, 2023
- Principal office
- 100 MALLARD CREEK RD, SUITE 402, LOUISVILLE, KY, 40207
- Phone
- (502) 873-0522
- Website
- https://www.legacyfia.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $484.0M
- Discretionary AUM
- $484.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,614
- Non-discretionary accounts
- 0
- Total accounts
- 2,614
- AUM per client
- $646K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $3.9M |
| Charitable organizations | Fewer than 5 | $973K |
| High net worth individuals | 156 | $344.2M |
| Individuals (other than high net worth individuals) | 585 | $134.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.