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WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC
CRD 324173File 801-128269
APPROVED
Retail clients
Filing as of Apr 8, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$342.8M
Below cohort median (national)
Discretionary AUM
$342.8M
Clients
285
1,036 accounts
Employees
8
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 6, 2023
- Principal office
- 2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, 91361
- Phone
- 626-689-7181
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $342.8M
- Discretionary AUM
- $342.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,036
- Non-discretionary accounts
- 0
- Total accounts
- 1,036
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $14K |
| Charitable organizations | Fewer than 5 | $879K |
| High net worth individuals | 107 | $298.1M |
| Pension and profit sharing plans | 10 | $7.8M |
| Individuals (other than high net worth individuals) | 168 | $36.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.