LIGHT CAPITAL LLC

CRD 323373File 801-126710

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$135.3M

Bottom 25% of cohort (national)

Discretionary AUM

$56.4M

Non-discretionary $78.8M

Clients

170 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Feb 16, 2023
Principal office: 520 BROADWAY,, 2ND FLOOR, SANTA MONICA, CA, 90401
Phone: 424-625-2065
Website: https://lightcap.co

Assets & accounts

ADV Item 5F

Total regulatory AUM: $135.3M
Discretionary AUM: $56.4M
Non-discretionary AUM: $78.8M
Discretionary accounts: 73
Non-discretionary accounts: 97
Total accounts: 170
AUM per client: $10.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$8.5M
High net worth individuals	13	$126.7M
Individuals (other than high net worth individuals)	Fewer than 5	$38K

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
Performance-based fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.