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ALIANZA CORP. INVESTMENT ADVISOR
CRD 323267File 801-132892
APPROVED
Retail clients
Custody
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$204.1M
Below cohort median (national)
Discretionary AUM
$41.5M
Non-discretionary $162.6M
Clients
1,207
1,207 accounts
Employees
5
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 30, 2025
- Principal office
- 175 SW 7TH ST, SUITE 1703, MIAMI, FL, 33135
- Phone
- 954-330-1741
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $204.1M
- Discretionary AUM
- $41.5M
- Non-discretionary AUM
- $162.6M
- Discretionary accounts
- 1,042
- Non-discretionary accounts
- 165
- Total accounts
- 1,207
- AUM per client
- $169K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 91 | $128.5M |
| High net worth individuals | 9 | $14.3M |
| Individuals (other than high net worth individuals) | 1,107 | $61.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 3 | 5 | increased by2 |
| Apr 1, 2026 | Clients | 538 | 1,207 | increased by669 |
| Apr 1, 2026 | AUM | $108,873,431 | $204,116,000 | increased by$95,242,569 |
| Apr 1, 2026 | Accounts | 551 | 1,207 | increased by656 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALIANZA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALIANZA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.