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DUNBAR ASSOCIATES, LLC
CRD 323134File 801-126791
APPROVED
Retail clients
Disclosure events
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$307.5M
Below cohort median (national)
Discretionary AUM
$241.3M
Non-discretionary $66.2M
Clients
308
312 accounts
Employees
3
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 27, 2022
- Principal office
- 71 TURKEY ROOST ROAD, MONROE, CT, 06468
- Phone
- (203) 880-5716
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $307.5M
- Discretionary AUM
- $241.3M
- Non-discretionary AUM
- $66.2M
- Discretionary accounts
- 227
- Non-discretionary accounts
- 85
- Total accounts
- 312
- AUM per client
- $998K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $34.0M |
| High net worth individuals | 101 | $96.5M |
| Pension and profit sharing plans | 98 | $145.6M |
| Individuals (other than high net worth individuals) | 103 | $31.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 265 | 308 | increased by43 |
| Apr 1, 2026 | AUM | $267,053,000 | $307,487,000 | increased by$40,434,000 |
| Apr 1, 2026 | Accounts | 302 | 312 | increased by10 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DUNBAR ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DUNBAR ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.