← Directory
LLOYD TEVIS INVESTMENTS, LLC
CRD 323061File 801-126660
APPROVED
Retail clients
Filing as of Mar 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$435K
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $435K
Clients
12
12 accounts
Employees
4
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Oct 24, 2022
- Principal office
- 3658 MT DIABLO BLVD, SUITE 201, LAFAYETTE, CA, 94549
- Phone
- 415-237-1895
- Website
- https://www.lloydtevis.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $435K
- Discretionary AUM
- $0
- Non-discretionary AUM
- $435K
- Discretionary accounts
- 0
- Non-discretionary accounts
- 12
- Total accounts
- 12
- AUM per client
- $36K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 12 | $435K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 0 | 12 | increased by12 |
| Apr 1, 2026 | AUM | $297,000 | $435,000 | increased by$138,000 |
| Apr 1, 2026 | Accounts | 3 | 12 | increased by9 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LLOYD TEVIS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LLOYD TEVIS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.