← Directory
TAILWINDS WEALTH, LLC
CRD 322924File 801-126504
APPROVED
Retail clients
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$192.7M
Below cohort median (national)
Discretionary AUM
$192.7M
Clients
268
872 accounts
Employees
8
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 2, 2022
- Principal office
- 3640 TALMAGE CIRCLE ST 100, VADNAIS HEIGHTS, MN, 55110
- Phone
- 651-243-0535
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $192.7M
- Discretionary AUM
- $192.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 872
- Non-discretionary accounts
- 0
- Total accounts
- 872
- AUM per client
- $719K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 60 | $100.0M |
| Individuals (other than high net worth individuals) | 208 | $92.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 224 | 268 | increased by44 |
| Apr 1, 2026 | AUM | $143,790,000 | $192,663,097 | increased by$48,873,097 |
| Apr 1, 2026 | Accounts | 765 | 872 | increased by107 |
| Mar 1, 2026 | Employees | 7 | 8 | increased by1 |
| Feb 1, 2026 | Employees | 5 | 7 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 5 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $0 | $143,790,000 | increased by$143,790,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 0 | 765 | increased by765 |
| Oct 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TAILWINDS WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TAILWINDS WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.