ASCENTIS INDEPENDENT ADVISORS, LLC

CRD 322879File 801-126441

APPROVED

Retail clients

Filing as of Jul 13, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.09B

Top 25% of cohort (national)

Discretionary AUM

$1.96B

Non-discretionary $131.9M

Clients

2,815

7,464 accounts

Employees

Top 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Aug 25, 2022
Principal office: 5001 SPRING VALLEY ROAD, SUITE 810W, DALLAS, TX, 75244
Phone: 866-273-1563
Website: https://ascentisadvisor.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.09B
Discretionary AUM: $1.96B
Non-discretionary AUM: $131.9M
Discretionary accounts: 7,057
Non-discretionary accounts: 407
Total accounts: 7,464
AUM per client: $744K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	71	$91.3M
Investment companies	1	$26K
Charitable organizations	9	$4.1M
High net worth individuals	610	$1.48B
Pension and profit sharing plans	44	$13.2M
Individuals (other than high net worth individuals)	2,080	$510.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — FINANCIAL PLANNING FEES
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	27	43	increased by16
Apr 1, 2026	Clients	2,208	2,815	increased by607
Apr 1, 2026	AUM	$1,652,954,798	$2,094,861,769	increased by$441,906,971
Apr 1, 2026	Accounts	6,351	7,464	increased by1,113
Feb 1, 2026	Clients	1,490	2,208	increased by718
Feb 1, 2026	AUM	$880,384,165	$1,652,954,798	increased by$772,570,633
Feb 1, 2026	Accounts	4,604	6,351	increased by1,747
Dec 1, 2025 vs May 1, 2025	Employees	26	27	increased by1
Dec 1, 2025 vs May 1, 2025	Disclosures	Yes	No
May 1, 2025 vs Oct 1, 2022	Employees	24	26	increased by2
May 1, 2025 vs Oct 1, 2022	Disclosures	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	685	1,490	increased by805
May 1, 2025 vs Oct 1, 2022	AUM	$405,211,897	$880,384,165	increased by$475,172,268
May 1, 2025 vs Oct 1, 2022	Accounts	685	4,604	increased by3,919
Oct 1, 2022	Accounts	1,340	685	decreased by655

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ASCENTIS INDEPENDENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASCENTIS INDEPENDENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.