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ROCK HARBOR PARTNERS LLC
CRD 322545File 801-127611
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.67B
Top 25% of cohort (national)
Discretionary AUM
$95.3M
Non-discretionary $2.57B
Clients
63
129 accounts
Employees
4
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 7, 2023
- Principal office
- 1865 PALMER AVENUE, SUITE 108, LARCHMONT, NY, 10538
- Phone
- 914-215-5873
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.67B
- Discretionary AUM
- $95.3M
- Non-discretionary AUM
- $2.57B
- Discretionary accounts
- 3
- Non-discretionary accounts
- 126
- Total accounts
- 129
- AUM per client
- $42.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $47.5M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 62 | $2.55B |
| Pooled investment vehicles | 1 | $66.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — DISCRETIONARY BONUS
- Performance-based fees
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 62 | 63 | increased by1 |
| Apr 1, 2026 | AUM | $2,326,798,331 | $2,665,606,649 | increased by$338,808,318 |
| Apr 1, 2026 | Accounts | 98 | 129 | increased by31 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROCK HARBOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROCK HARBOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.