ROCK HARBOR PARTNERS LLC

CRD 322545File 801-127611

APPROVED

Retail clients

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.67B

Top 25% of cohort (national)

Discretionary AUM

$95.3M

Non-discretionary $2.57B

Clients

129 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Apr 7, 2023
Principal office: 1865 PALMER AVENUE, SUITE 108, LARCHMONT, NY, 10538
Phone: 914-215-5873
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.67B
Discretionary AUM: $95.3M
Non-discretionary AUM: $2.57B
Discretionary accounts: 3
Non-discretionary accounts: 126
Total accounts: 129
AUM per client: $42.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$47.5M
Other investment advisers	Fewer than 5	$0
High net worth individuals	62	$2.55B
Pooled investment vehicles	1	$66.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — DISCRETIONARY BONUS
Performance-based fees

Advisory activities

Financial planning services
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.