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EQUITABLE INVESTMENT MANAGEMENT, LLC
CRD 322513File 801-126365
APPROVED
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.53B
Above cohort median (national)
Discretionary AUM
$1.53B
Clients
1
8 accounts
Employees
67
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 11, 2022
- Principal office
- 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
- Phone
- 212-314-5051
- Website
- HTTPS://EQUITABLE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.53B
- Discretionary AUM
- $1.53B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 8
- Non-discretionary accounts
- 0
- Total accounts
- 8
- AUM per client
- $1.53B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $1.53B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 69 | 67 | decreased by2 |
| Apr 1, 2026 | AUM | $1,486,268,427 | $1,530,948,280 | increased by$44,679,853 |
| Apr 1, 2026 | Accounts | 16 | 8 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 65 | 69 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 0 | 1 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $0 | $1,486,268,427 | increased by$1,486,268,427 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 0 | 16 | increased by16 |
| Sep 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EQUITABLE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EQUITABLE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.