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PRINCIPAL ASSET MANAGEMENT (ASIA)
Legal name: PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED
CRD 322390File 801-126155
APPROVED
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$14.38B
Top 10% of cohort (national)
Discretionary AUM
$13.56B
Non-discretionary $822.4M
Clients
35
35 accounts
Employees
39
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 22, 2022
- Principal office
- 29/F, SUN HUNG KAI CENTRE, 30 HARBOUR ROAD, WANCHAI
- Phone
- 852-2827-1628
- Website
- HTTPS://WWW.PRINCIPALAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $14.38B
- Discretionary AUM
- $13.56B
- Non-discretionary AUM
- $822.4M
- Discretionary accounts
- 23
- Non-discretionary accounts
- 12
- Total accounts
- 35
- AUM per client
- $410.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $50.3M |
| Non-U.S. persons | Fewer than 5 | $242.8M |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 10 | $222.1M |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Pooled investment vehicles | 14 | $11.49B |
| Banking or thrift institutions | Fewer than 5 | $1.99B |
| Pension and profit sharing plans | 8 | $383.9M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 43 | 35 | decreased by8 |
| Apr 1, 2026 | AUM | $13,572,877,144 | $14,380,880,456 | increased by$808,003,312 |
| Apr 1, 2026 | Accounts | 43 | 35 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 39 | increased by24 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 27 | 43 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $11,335,296,878 | $13,572,877,144 | increased by$2,237,580,266 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 28 | 43 | increased by15 |
| Aug 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRINCIPAL ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRINCIPAL ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.