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PRINCIPAL ASSET MANAGEMENT (ASIA)
Legal name: PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED
CRD 322390File 801-126155
APPROVED
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$14.38B
Top 10% of cohort (national)
Discretionary AUM
$13.56B
Non-discretionary $822.4M
Clients
35
35 accounts
Employees
39
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 22, 2022
- Principal office
- 29/F, SUN HUNG KAI CENTRE, 30 HARBOUR ROAD, WANCHAI
- Phone
- 852-2827-1628
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $14.38B
- Discretionary AUM
- $13.56B
- Non-discretionary AUM
- $822.4M
- Discretionary accounts
- 23
- Non-discretionary accounts
- 12
- Total accounts
- 35
- AUM per client
- $410.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $50.3M |
| Non-U.S. persons | Fewer than 5 | $242.8M |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 10 | $222.1M |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Pooled investment vehicles | 14 | $11.49B |
| Banking or thrift institutions | Fewer than 5 | $1.99B |
| Pension and profit sharing plans | 8 | $383.9M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Custody | false | true |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.