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PRIME QUADRANT
Legal name: PRIME QUADRANT US, LLC
CRD 322068File 801-126068
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$849.3M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $849.3M
Clients
19
19 accounts
Employees
4
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Aug 22, 2022
- Principal office
- 800-2 ST. CLAIR AVENUE EAST, TORONTO, M4T 2T5
- Phone
- 212-365-7400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $849.3M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $849.3M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 19
- Total accounts
- 19
- AUM per client
- $44.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 19 | $849.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.