BALLAST ROCK PRIVATE WEALTH

Legal name: BALLAST ROCK PRIVATE WEALTH LLC

CRD 322064File 801-129645

APPROVED

Retail clients

Custody

Filing as of Mar 6, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$405.7M

Below cohort median (national)

Discretionary AUM

$361.9M

Non-discretionary $43.8M

Clients

251

642 accounts

Employees

Above cohort median in SC

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Mar 8, 2024
Principal office: 460 KING STREET, SUITE 200, CHARLESTON, SC, 29403
Phone: (800) 204-2513
Website: https://www.ballastrockpw.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $405.7M
Discretionary AUM: $361.9M
Non-discretionary AUM: $43.8M
Discretionary accounts: 562
Non-discretionary accounts: 80
Total accounts: 642
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	14	$16.9M
High net worth individuals	95	$302.8M
Pension and profit sharing plans	Fewer than 5	$4.3M
Individuals (other than high net worth individuals)	140	$81.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Commissions
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.