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ETHOS FINANCIAL GROUP, LLC
CRD 321748File 801-125779
APPROVED
Retail clients
Custody
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.14B
Top 25% of cohort (national)
Discretionary AUM
$1.91B
Non-discretionary $230.8M
Clients
1,808
4,747 accounts
Employees
44
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jun 2, 2022
- Principal office
- 2200 RENAISSANCE BLVD, SUITE 340, KING OF PRUSSIA, PA, 19406
- Phone
- 610-822-5246
- Website
- HTTPS://WWW.ETHOSFG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.14B
- Discretionary AUM
- $1.91B
- Non-discretionary AUM
- $230.8M
- Discretionary accounts
- 4,743
- Non-discretionary accounts
- 4
- Total accounts
- 4,747
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 86 | $426.2M |
| Charitable organizations | 12 | $35.3M |
| Other investment advisers | Fewer than 5 | $26.3M |
| High net worth individuals | 382 | $1.30B |
| Individuals (other than high net worth individuals) | 1,327 | $359.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 38 | 44 | increased by6 |
| Apr 1, 2026 | Employees | 39 | 38 | decreased by1 |
| Apr 1, 2026 | Clients | 1,782 | 1,808 | increased by26 |
| Apr 1, 2026 | AUM | $2,061,300,878 | $2,144,085,745 | increased by$82,784,867 |
| Apr 1, 2026 | Accounts | 4,692 | 4,747 | increased by55 |
| Jan 1, 2026 | Employees | 36 | 39 | increased by3 |
| Jan 1, 2026 | Clients | 1,694 | 1,782 | increased by88 |
| Jan 1, 2026 | AUM | $1,576,974,645 | $2,061,300,878 | increased by$484,326,233 |
| Jan 1, 2026 | Accounts | 3,935 | 4,692 | increased by757 |
| May 1, 2025 vs Oct 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 36 | increased by20 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 816 | 1,694 | increased by878 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $600,981,643 | $1,576,974,645 | increased by$975,993,002 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,676 | 3,935 | increased by2,259 |
| Oct 1, 2022 | Employees | 2 | 16 | increased by14 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ETHOS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ETHOS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.