ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

Legal name: ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.

CRD 321735File 801-125833

APPROVED

Retail clients

Filing as of Jul 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$224.4M

Below cohort median (national)

Discretionary AUM

$224.4M

Clients

220

342 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jun 9, 2022
Principal office: 1801 CENTURY PARK EAST, SUITE 1440, LOS ANGELES, CA, 90067
Phone: (310) 795-0622
Website: https://www.youtube.com/channel/UCBMLS6I5yq2SsfjLs9_y9og

Assets & accounts

ADV Item 5F

Total regulatory AUM: $224.4M
Discretionary AUM: $224.4M
Non-discretionary AUM: $0
Discretionary accounts: 342
Non-discretionary accounts: 0
Total accounts: 342
AUM per client: $1.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$2.4M
Charitable organizations	Fewer than 5	$91K
High net worth individuals	105	$186.6M
Pension and profit sharing plans	5	$12.6M
Individuals (other than high net worth individuals)	104	$22.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.