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ROMANO WEALTH MANAGEMENT
Legal name: ROMANO BROTHERS AND COMPANY
CRD 3215File 801-27061
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.54B
Above cohort median (national)
Discretionary AUM
$1.54B
Clients
969
2,078 accounts
Employees
16
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 23, 1986
- Principal office
- 1560 SHERMAN AVENUE, STE 1300, EVANSTON, IL, 60201
- Phone
- 847-866-7700
- Website
- HTTP://WWW.ROMANOWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.54B
- Discretionary AUM
- $1.54B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,078
- Non-discretionary accounts
- 0
- Total accounts
- 2,078
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $19.1M |
| Charitable organizations | 16 | $50.7M |
| High net worth individuals | 478 | $1.26B |
| Pension and profit sharing plans | 13 | $23.5M |
| Individuals (other than high net worth individuals) | 456 | $185.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 949 | 969 | increased by20 |
| Mar 1, 2026 | AUM | $1,388,470,813 | $1,539,768,041 | increased by$151,297,228 |
| Mar 1, 2026 | Accounts | 2,015 | 2,078 | increased by63 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 16 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 833 | 949 | increased by116 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,254,161,873 | $1,388,470,813 | increased by$134,308,940 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,793 | 2,015 | increased by222 |
| Apr 1, 2022 | Clients | 806 | 833 | increased by27 |
| Apr 1, 2022 | AUM | $1,093,371,883 | $1,254,161,873 | increased by$160,789,990 |
| Apr 1, 2022 | Accounts | 1,784 | 1,793 | increased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROMANO WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROMANO WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.