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SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC
CRD 321109File 801-125868
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$122.05B
Top 10% of cohort (national)
Discretionary AUM
$122.05B
Clients
9
9 accounts
Employees
60
Top 10% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 13, 2022
- Principal office
- 8300 MILLS CIVIC PARKWAY, WEST DES MOINES, IA, 50266
- Phone
- 515-221-4879
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $122.05B
- Discretionary AUM
- $122.05B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $13.56B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $1.41B |
| Insurance companies | Fewer than 5 | $120.64B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 15 | 60 | increased by45 |
| Apr 1, 2026 | Clients | 8 | 9 | increased by1 |
| Apr 1, 2026 | AUM | $109,759,440,207 | $122,047,277,325 | increased by$12,287,837,118 |
| Apr 1, 2026 | Accounts | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 15 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,763,204,273 | $109,759,440,207 | increased by$103,996,235,934 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7 | 8 | increased by1 |
| Oct 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Sep 1, 2022 | Custody | No | Yes | |
| Sep 1, 2022 | Clients | 0 | 7 | increased by7 |
| Sep 1, 2022 | AUM | $0 | $5,763,204,273 | increased by$5,763,204,273 |
| Sep 1, 2022 | Accounts | 0 | 7 | increased by7 |
| Jul 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAMMONS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAMMONS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.