SHIMA CAPITAL MANAGEMENT LLC

CRD 320929File 801-126641

APPROVED

Custody

Filing as of Mar 28, 2025

Feed vintage Oct 1, 2026

Regulatory AUM

$164.6M

Bottom 25% of cohort (national)

Discretionary AUM

$164.6M

Clients

3 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Sep 27, 2022
Principal office: 1 PARK PLAZA, SUITE 600, IRVINE, CA, 92614
Phone: 808-301-2963
Website: https://shima.capital/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $164.6M
Discretionary AUM: $164.6M
Non-discretionary AUM: $0
Discretionary accounts: 3
Non-discretionary accounts: 0
Total accounts: 3
AUM per client: $54.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	3	$164.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
May 1, 2025 vs Oct 1, 2022	Employees	8	11	increased by3
May 1, 2025 vs Oct 1, 2022	Clients	12	3	decreased by9
May 1, 2025 vs Oct 1, 2022	AUM	$190,852,972	$164,638,011	decreased by$26,214,961
May 1, 2025 vs Oct 1, 2022	Accounts	12	3	decreased by9
Oct 1, 2022	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SHIMA CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SHIMA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.