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STAGE WEALTH MANAGEMENT, INC.
CRD 320774File 801-125030
APPROVED
Retail clients
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$103.5M
Bottom 25% of cohort (national)
Discretionary AUM
$103.5M
Clients
207
207 accounts
Employees
4
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 13, 2022
- Principal office
- Not reported
- Phone
- 844-782-4396
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $103.5M
- Discretionary AUM
- $103.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 207
- Non-discretionary accounts
- 0
- Total accounts
- 207
- AUM per client
- $500K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $5.6M |
| Charitable organizations | 1 | $1.9M |
| High net worth individuals | 162 | $88.1M |
| Individuals (other than high net worth individuals) | 41 | $7.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 3 | 4 | increased by1 |
| Apr 1, 2026 | Clients | 180 | 207 | increased by27 |
| Apr 1, 2026 | AUM | $82,253,075 | $103,453,750 | increased by$21,200,675 |
| Apr 1, 2026 | Accounts | 180 | 207 | increased by27 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 138 | 180 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $59,567,637 | $82,253,075 | increased by$22,685,438 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 163 | 180 | increased by17 |
| Sep 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Sep 1, 2022 | Clients | 0 | 138 | increased by138 |
| Sep 1, 2022 | AUM | $0 | $59,567,637 | increased by$59,567,637 |
| Sep 1, 2022 | Accounts | 0 | 163 | increased by163 |
| Jul 1, 2022 | Employees | 1 | 3 | increased by2 |
| Jun 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STAGE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STAGE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.