49 FINANCIAL

Legal name: 49 WEALTH MANAGEMENT, LLC

CRD 319484File 801-123687

APPROVED

Retail clients

Custody

Filing as of Aug 5, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.40B

Above cohort median (national)

Discretionary AUM

$1.40B

Clients

3,839

6,257 accounts

Employees

167

Top 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Sep 8, 2022
Principal office: 3711 S MOPAC EXPY, SUITE 150, AUSTIN, TX, 78746
Phone: 214-563-1190
Website: https://m.youtube.com/@49Financial#menu

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.40B
Discretionary AUM: $1.40B
Non-discretionary AUM: $0
Discretionary accounts: 6,257
Non-discretionary accounts: 0
Total accounts: 6,257
AUM per client: $365K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	53	$56.5M
Charitable organizations	14	$41.9M
High net worth individuals	218	$647.5M
Pension and profit sharing plans	1	$6.9M
Individuals (other than high net worth individuals)	3,553	$650.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Commissions
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.