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LUMIERE FINANCIAL
Legal name: LUMIERE FINANCIAL GROUP LLC
CRD 319171File 801-123638
APPROVED
Retail clients
Custody
Filing as of Apr 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$82.7M
Bottom 25% of cohort (national)
Discretionary AUM
$82.7M
Clients
116
255 accounts
Employees
5
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 6, 2022
- Principal office
- 675 THIRD AVENUE, SUITE 920, NEW YORK, NY, 10017
- Phone
- (212) 516-5900
- Website
- https://lumierefg.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $82.7M
- Discretionary AUM
- $82.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 255
- Non-discretionary accounts
- 0
- Total accounts
- 255
- AUM per client
- $713K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 18 | $52.1M |
| Individuals (other than high net worth individuals) | 98 | $30.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 7 | 5 | decreased by2 |
| Apr 1, 2026 | Clients | 137 | 116 | decreased by21 |
| Apr 1, 2026 | AUM | $59,927,014 | $82,712,067 | increased by$22,785,053 |
| Apr 1, 2026 | Accounts | 246 | 255 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 7 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 61 | 137 | increased by76 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $25,423,000 | $59,927,014 | increased by$34,504,014 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 96 | 246 | increased by150 |
| Oct 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Oct 1, 2022 | Clients | 15 | 61 | increased by46 |
| Oct 1, 2022 | AUM | $15,500,000 | $25,423,000 | increased by$9,923,000 |
| Oct 1, 2022 | Accounts | 45 | 96 | increased by51 |
| Sep 1, 2022 | AUM | $0 | $15,500,000 | increased by$15,500,000 |
| Sep 1, 2022 | Accounts | 0 | 45 | increased by45 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LUMIERE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LUMIERE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.