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KAPSTONE FINANCIAL ADVISORS LLC
CRD 318885File 801-123348
APPROVED
Retail clients
Filing as of Jun 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$322.3M
Below cohort median (national)
Discretionary AUM
$314.7M
Non-discretionary $7.5M
Clients
508
1,086 accounts
Employees
5
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 11, 2022
- Principal office
- 212 N. BROADWAY STREET, LEBANON, OH, 45036
- Phone
- (937) 751-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $322.3M
- Discretionary AUM
- $314.7M
- Non-discretionary AUM
- $7.5M
- Discretionary accounts
- 1,084
- Non-discretionary accounts
- 2
- Total accounts
- 1,086
- AUM per client
- $634K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $649K |
| High net worth individuals | 76 | $216.1M |
| Pension and profit sharing plans | Fewer than 5 | $7.5M |
| Individuals (other than high net worth individuals) | 432 | $98.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.