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VESTGEN ADVISORS, LLC
CRD 318657File 801-123390
APPROVED
Retail clients
Filing as of Sep 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.67B
Top 25% of cohort (national)
Discretionary AUM
$5.67B
Non-discretionary $999.8M
Clients
22,790
22,790 accounts
Employees
165
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 4, 2022
- Principal office
- 1 NORTH FRANKLIN, SUITE 1850, CHICAGO, IL, 60606
- Phone
- 312-237-4446
- Website
- https://www.vestgen.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.67B
- Discretionary AUM
- $5.67B
- Non-discretionary AUM
- $999.8M
- Discretionary accounts
- 19,371
- Non-discretionary accounts
- 3,419
- Total accounts
- 22,790
- AUM per client
- $292K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | Not reported |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 1,313 | $3.43B |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | Fewer than 5 | Not reported |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 21,477 | $3.24B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 115 | 165 | increased by50 |
| Apr 1, 2026 | Clients | 9,453 | 22,790 | increased by13,337 |
| Apr 1, 2026 | AUM | $3,470,310,102 | $6,665,601,942 | increased by$3,195,291,840 |
| Apr 1, 2026 | Accounts | 9,800 | 22,790 | increased by12,990 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 100 | 115 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 100 | increased by94 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 212 | 9,453 | increased by9,241 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $302,971,023 | $3,470,310,102 | increased by$3,167,339,079 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,162 | 9,800 | increased by8,638 |
| Aug 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Aug 1, 2022 | AUM | $0 | $302,971,023 | increased by$302,971,023 |
| Aug 1, 2022 | Accounts | 0 | 1,162 | increased by1,162 |
| Jun 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VESTGEN ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VESTGEN ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.