GREYSTONE FINANCIAL & ESTATE SERVICES, INC.

CRD 318092File 801-132413

APPROVED

Retail clients

Filing as of Feb 26, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$117.1M

Bottom 25% of cohort (national)

Discretionary AUM

$108.7M

Non-discretionary $8.4M

Clients

208

551 accounts

Employees

Bottom 25% of cohort in WA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: SFRO
Registration date: Apr 14, 2025
Principal office: 6725 116TH AVENUE NE, SUITE 150, KIRKLAND, WA, 98033
Phone: 206-352-9205
Website: https://greystoneinvest.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $117.1M
Discretionary AUM: $108.7M
Non-discretionary AUM: $8.4M
Discretionary accounts: 550
Non-discretionary accounts: 1
Total accounts: 551
AUM per client: $563K

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	34	$62.8M
Pension and profit sharing plans	Fewer than 5	$8.4M
Individuals (other than high net worth individuals)	173	$45.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Mar 1, 2026	Employees	3	1	decreased by2
Mar 1, 2026	Clients	198	208	increased by10
Mar 1, 2026	AUM	$103,618,051	$117,107,722	increased by$13,489,671
Mar 1, 2026	Accounts	510	551	increased by41
May 1, 2025	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GREYSTONE FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GREYSTONE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.