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PLANNING WORKS ADVISORY, INC.
CRD 317834File 801-123012
APPROVED
Retail clients
Custody
Filing as of Feb 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$199.8M
Below cohort median (national)
Discretionary AUM
$199.8M
Clients
129
623 accounts
Employees
4
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 7, 2022
- Principal office
- 7719 WOOD HOLLOW DRIVE, STE 216, AUSTIN, TX, 78731
- Phone
- 512-498-7526
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $199.8M
- Discretionary AUM
- $199.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 623
- Non-discretionary accounts
- 0
- Total accounts
- 623
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 84 | $174.5M |
| Pension and profit sharing plans | Fewer than 5 | $1.5M |
| Individuals (other than high net worth individuals) | 45 | $23.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 3 | 4 | increased by1 |
| Mar 1, 2026 | Clients | 122 | 129 | increased by7 |
| Mar 1, 2026 | AUM | $178,545,210 | $199,834,857 | increased by$21,289,647 |
| Mar 1, 2026 | Accounts | 595 | 623 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 134 | 122 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $137,090,434 | $178,545,210 | increased by$41,454,776 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 603 | 595 | decreased by8 |
| Jun 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Jun 1, 2022 | AUM | $0 | $137,090,434 | increased by$137,090,434 |
| Jun 1, 2022 | Accounts | 0 | 603 | increased by603 |
| Apr 1, 2022 | Employees | 2 | 3 | increased by1 |
| Feb 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PLANNING WORKS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PLANNING WORKS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.