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FIRST TRUST CAPITAL MANAGEMENT L.P.
CRD 317825File 801-122924
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$12.28B
Top 10% of cohort (national)
Discretionary AUM
$11.31B
Non-discretionary $968.4M
Clients
40
40 accounts
Employees
62
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 3, 2022
- Principal office
- 225 W. WACKER DRIVE, SUITE 2160, CHICAGO, IL, 60606
- Phone
- 773.828.6700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.28B
- Discretionary AUM
- $11.31B
- Non-discretionary AUM
- $968.4M
- Discretionary accounts
- 23
- Non-discretionary accounts
- 17
- Total accounts
- 40
- AUM per client
- $307.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 25 | $7.72B |
| Pooled investment vehicles | 15 | $4.56B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.