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KESTRA INVESTMENT MANAGEMENT, LLC.
CRD 317711File 801-122889
APPROVED
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.31B
Top 25% of cohort (national)
Discretionary AUM
$4.31B
Clients
4
16,262 accounts
Employees
17
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Dec 16, 2021
- Principal office
- 5707 SOUTHWEST PARKWAY, BUILDING 2, STE 400, AUSTIN, TX, 78735
- Phone
- 844-553-7872
- Website
- https://www.kestraIM.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.31B
- Discretionary AUM
- $4.31B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 16,262
- Non-discretionary accounts
- 0
- Total accounts
- 16,262
- AUM per client
- $1.08B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $4.31B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $2,615,262,770 | $4,312,723,263 | increased by$1,697,460,493 |
| Apr 1, 2026 | Accounts | 9,421 | 16,262 | increased by6,841 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 17 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $0 | $2,615,262,770 | increased by$2,615,262,770 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 0 | 9,421 | increased by9,421 |
| Jan 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KESTRA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KESTRA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.