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PEAK RETIREMENT PLANNING, INC.
CRD 317592File 801-130337
APPROVED
Retail clients
Filing as of Sep 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$631.0M
Above cohort median (national)
Discretionary AUM
$631.0M
Clients
910
3,675 accounts
Employees
22
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 21, 2024
- Principal office
- 3600 OLENTANGY RIVER ROAD, BUILDING 501, COLUMBUS, OH, 43214
- Phone
- (614) 500-4121
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $631.0M
- Discretionary AUM
- $631.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,675
- Non-discretionary accounts
- 0
- Total accounts
- 3,675
- AUM per client
- $693K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 345 | $477.2M |
| Individuals (other than high net worth individuals) | 565 | $153.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 21 | 22 | increased by1 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 713 | 910 | increased by197 |
| Apr 1, 2026 | AUM | $416,358,000 | $631,022,251 | increased by$214,664,251 |
| Apr 1, 2026 | Accounts | 2,940 | 3,675 | increased by735 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 27 | 21 | decreased by6 |
| Dec 1, 2025 vs May 1, 2025 | Custody | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 485 | 713 | increased by228 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $242,470,000 | $416,358,000 | increased by$173,888,000 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 1,850 | 2,940 | increased by1,090 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEAK RETIREMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEAK RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.