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MOSAIC WEALTH
Legal name: MOSAIC FAMILY WEALTH PARTNERS, LLC
CRD 317377File 801-122745
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.04B
Top 25% of cohort (national)
Discretionary AUM
$1.53B
Non-discretionary $515.6M
Clients
807
4,827 accounts
Employees
22
Top 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 24, 2021
- Principal office
- 1401 S. BRENTWOOD BLVD., SUITE 630, ST. LOUIS, MO, 63144
- Phone
- 314-627-5220
- Website
- https://www.mosaicwealth.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.04B
- Discretionary AUM
- $1.53B
- Non-discretionary AUM
- $515.6M
- Discretionary accounts
- 3,900
- Non-discretionary accounts
- 927
- Total accounts
- 4,827
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $48.8M |
| Charitable organizations | 11 | $24.1M |
| High net worth individuals | 321 | $1.72B |
| Pension and profit sharing plans | 13 | $72.3M |
| Individuals (other than high net worth individuals) | 453 | $173.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Other (described) — REV. SHARING W/ FRS AND ON ELIGIBLE CREDIT & CASH MGMT SOLUTIONS
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 20 | 22 | increased by2 |
| Apr 1, 2026 | Clients | 722 | 807 | increased by85 |
| Apr 1, 2026 | AUM | $1,638,336,784 | $2,041,642,008 | increased by$403,305,224 |
| Apr 1, 2026 | Accounts | 4,296 | 4,827 | increased by531 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 20 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 548 | 722 | increased by174 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,273,203,721 | $1,638,336,784 | increased by$365,133,063 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,185 | 4,296 | increased by1,111 |
| Apr 1, 2022 | Employees | 15 | 18 | increased by3 |
| Feb 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Feb 1, 2022 | Custody | No | Yes | |
| Feb 1, 2022 | AUM | $0 | $1,273,203,721 | increased by$1,273,203,721 |
| Feb 1, 2022 | Accounts | 0 | 3,185 | increased by3,185 |
| Dec 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MOSAIC WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MOSAIC WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.