ASCEND INTERPLAY, LLC

CRD 317344File 801-122766

APPROVED

Retail clients

Filing as of Jun 18, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$390.2M

Below cohort median (national)

Discretionary AUM

Non-discretionary $390.2M

Clients

19 accounts

Employees

Below cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 17, 2022
Principal office: 363 LAFAYETTE STREET, 4TH FLOOR, NEW YORK, NY, 10012
Phone: 914-746-0436
Website: https://www.ascend.fo/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $390.2M
Discretionary AUM: $0
Non-discretionary AUM: $390.2M
Discretionary accounts: 0
Non-discretionary accounts: 19
Total accounts: 19
AUM per client: $20.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	19	$390.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Jul 1, 2026	Employees	6	7	increased by1
Apr 1, 2026	Employees	7	6	decreased by1
Apr 1, 2026	Clients	16	19	increased by3
Apr 1, 2026	AUM	$253,460,797	$390,219,029	increased by$136,758,232
Apr 1, 2026	Accounts	16	19	increased by3
Dec 1, 2025 vs May 1, 2025	AUM	$205,775,592	$253,460,797	increased by$47,685,205
May 1, 2025 vs Oct 1, 2022	Employees	2	7	increased by5
May 1, 2025 vs Oct 1, 2022	Clients	2	16	increased by14
May 1, 2025 vs Oct 1, 2022	AUM	$100,333,407	$205,775,592	increased by$105,442,185
May 1, 2025 vs Oct 1, 2022	Accounts	75	16	decreased by59
Apr 1, 2022	Registration	APPROVED-120	APPROVED
Apr 1, 2022	Employees	1	2	increased by1
Apr 1, 2022	AUM	$0	$100,333,407	increased by$100,333,407
Apr 1, 2022	Accounts	0	75	increased by75
Dec 1, 2021	Registration	—	APPROVED-120

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ASCEND INTERPLAY” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASCEND INTERPLAY” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.