CARR FINANCIAL GROUP

Legal name: CARR FINANCIAL GROUP CORPORATION

CRD 317321File 801-123187

APPROVED

Retail clients

Custody

Filing as of Sep 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$835.9M

Above cohort median (national)

Discretionary AUM

$835.9M

Clients

625

1,675 accounts

Employees

Below cohort median in MA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Feb 7, 2022
Principal office: 20 PARK AVENUE, STE #201, WORCESTER, MA, 01605
Phone: (508) 795-0264
Website: https://carrfinancial.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $835.9M
Discretionary AUM: $835.9M
Non-discretionary AUM: $0
Discretionary accounts: 1,675
Non-discretionary accounts: 0
Total accounts: 1,675
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$6.9M
Charitable organizations	Fewer than 5	$4.2M
High net worth individuals	192	$674.7M
Individuals (other than high net worth individuals)	427	$150.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Oct 1, 2026	Clients	580	625	increased by45
Oct 1, 2026	AUM	$744,163,845	$835,932,167	increased by$91,768,322
Oct 1, 2026	Accounts	1,560	1,675	increased by115
Mar 1, 2026	Clients	538	580	increased by42
Mar 1, 2026	AUM	$648,435,946	$744,163,845	increased by$95,727,899
Mar 1, 2026	Accounts	1,429	1,560	increased by131
May 1, 2025 vs Oct 1, 2022	Employees	7	9	increased by2
May 1, 2025 vs Oct 1, 2022	Clients	439	538	increased by99
May 1, 2025 vs Oct 1, 2022	AUM	$436,608,961	$648,435,946	increased by$211,826,985
May 1, 2025 vs Oct 1, 2022	Accounts	1,032	1,429	increased by397
Jul 1, 2022	Registration	APPROVED-120	APPROVED
Jul 1, 2022	AUM	$0	$436,608,961	increased by$436,608,961
Jul 1, 2022	Accounts	0	1,032	increased by1,032
Mar 1, 2022	Registration	—	APPROVED-120

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “CARR FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARR FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.