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ARK WEALTH MANAGEMENT
Legal name: ARK WEALTH MANAGEMENT, LLC
CRD 317264File 801-123029
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$216.0M
Below cohort median (national)
Discretionary AUM
$216.0M
Clients
175
611 accounts
Employees
2
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 10, 2022
- Principal office
- 10800 PECAN PARK BLVD, STE 100, AUSTIN, TX, 78750
- Phone
- 512-660-5703
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $216.0M
- Discretionary AUM
- $216.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 611
- Non-discretionary accounts
- 0
- Total accounts
- 611
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 9 | $5.4M |
| Other investment advisers | 1 | $4.9M |
| High net worth individuals | 52 | $163.9M |
| Pension and profit sharing plans | 12 | $7.3M |
| Individuals (other than high net worth individuals) | 101 | $34.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 2 | decreased by2 |
| Apr 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 298 | 175 | decreased by123 |
| Apr 1, 2026 | AUM | $191,000,000 | $216,000,000 | increased by$25,000,000 |
| Apr 1, 2026 | Accounts | 539 | 611 | increased by72 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 210 | 298 | increased by88 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $107,000,000 | $191,000,000 | increased by$84,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 369 | 539 | increased by170 |
| Jul 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Jul 1, 2022 | Employees | 8 | 4 | decreased by4 |
| Jul 1, 2022 | AUM | $0 | $107,000,000 | increased by$107,000,000 |
| Jul 1, 2022 | Accounts | 0 | 369 | increased by369 |
| Feb 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ARK WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ARK WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.