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ALDEN INVESTMENT GROUP
Legal name: ALDEN INVESTMENT ADVISORS, LLC
CRD 317077File 801-122688
APPROVED
Retail clients
Disclosure events
Filing as of Sep 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$385.7M
Below cohort median (national)
Discretionary AUM
$348.0M
Non-discretionary $37.7M
Clients
1,460
1,460 accounts
Employees
43
Below cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Nov 12, 2021
- Principal office
- 37 WEST AVENUE, SUITE 301, WAYNE, PA, 19087-3226
- Phone
- 215-572-8700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $385.7M
- Discretionary AUM
- $348.0M
- Non-discretionary AUM
- $37.7M
- Discretionary accounts
- 1,457
- Non-discretionary accounts
- 3
- Total accounts
- 1,460
- AUM per client
- $264K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 107 | $25.4M |
| Pension and profit sharing plans | Fewer than 5 | $37.7M |
| Individuals (other than high net worth individuals) | 1,350 | $322.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 45 | 43 | decreased by2 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 978 | 1,460 | increased by482 |
| Apr 1, 2026 | AUM | $319,233,679 | $385,691,088 | increased by$66,457,409 |
| Apr 1, 2026 | Accounts | 978 | 1,460 | increased by482 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 45 | increased by38 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 366 | 978 | increased by612 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $107,493,319 | $319,233,679 | increased by$211,740,360 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 366 | 978 | increased by612 |
| Apr 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Apr 1, 2022 | Employees | 0 | 7 | increased by7 |
| Apr 1, 2022 | AUM | $0 | $107,493,319 | increased by$107,493,319 |
| Apr 1, 2022 | Accounts | 0 | 366 | increased by366 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALDEN INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALDEN INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.