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PEACE OF MIND WEALTH MANAGEMENT
Legal name: POM INVESTMENT STRATEGIES, LLC
CRD 317067File 801-122681
APPROVED
Retail clients
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$283.3M
Below cohort median (national)
Discretionary AUM
$283.3M
Clients
329
877 accounts
Employees
18
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 16, 2021
- Principal office
- 4101 LAKE BOONE TRAIL, SUITE 111, RALEIGH, NC, 27607
- Phone
- 919-787-8866
- Website
- https://www.pomwealth.net
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $283.3M
- Discretionary AUM
- $283.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 877
- Non-discretionary accounts
- 0
- Total accounts
- 877
- AUM per client
- $861K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 150 | $175.7M |
| Pension and profit sharing plans | 5 | $3.1M |
| Individuals (other than high net worth individuals) | 174 | $104.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 7 | 18 | increased by11 |
| Apr 1, 2026 | Clients | 242 | 329 | increased by87 |
| Apr 1, 2026 | AUM | $214,091,523 | $283,345,420 | increased by$69,253,897 |
| Apr 1, 2026 | Accounts | 783 | 877 | increased by94 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 7 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 187 | 242 | increased by55 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $141,603,884 | $214,091,523 | increased by$72,487,639 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 509 | 783 | increased by274 |
| Apr 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Mar 1, 2022 | Employees | 3 | 4 | increased by1 |
| Mar 1, 2022 | AUM | $0 | $141,603,884 | increased by$141,603,884 |
| Mar 1, 2022 | Accounts | 0 | 509 | increased by509 |
| Dec 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEACE MIND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEACE MIND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.