HERITAGE WEALTH MANAGEMENT, INC.

CRD 316956File 801-122719

APPROVED

Retail clients

Custody

Filing as of Jun 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$643.4M

Above cohort median (national)

Discretionary AUM

$643.4M

Clients

235

226 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Nov 19, 2021
Principal office: 11440 W. BERNARDO CT., STE 390, SAN DIEGO, CA, 92127
Phone: 858-613-9191
Website: https://heritagewealthusa.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $643.4M
Discretionary AUM: $643.4M
Non-discretionary AUM: $0
Discretionary accounts: 226
Non-discretionary accounts: 0
Total accounts: 226
AUM per client: $2.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$16.7M
Insurance companies	Fewer than 5	$41.5M
Charitable organizations	Fewer than 5	$19.9M
High net worth individuals	121	$305.1M
Pooled investment vehicles	8	$209.6M
Individuals (other than high net worth individuals)	103	$50.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.