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OPTO INVESTMENT MANAGEMENT, LLC
CRD 316847File 801-123757
APPROVED
Custody
Filing as of Jul 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$928.6M
Above cohort median (national)
Discretionary AUM
$733.6M
Non-discretionary $195.0M
Clients
34
34 accounts
Employees
14
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 17, 2022
- Principal office
- 31 W 27TH STREET, SUITE 605, NEW YORK, NY, 10001
- Phone
- 212-658-0382
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $928.6M
- Discretionary AUM
- $733.6M
- Non-discretionary AUM
- $195.0M
- Discretionary accounts
- 26
- Non-discretionary accounts
- 8
- Total accounts
- 34
- AUM per client
- $27.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 34 | $928.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.