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COMPASS FINANCIAL ADVISORY SERVICES, LLC
CRD 316843File 801-123037
APPROVED
Retail clients
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$527.2M
Above cohort median (national)
Discretionary AUM
$522.0M
Non-discretionary $5.1M
Clients
1,031
1,031 accounts
Employees
11
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 13, 2022
- Principal office
- 880 AIRPORT ROAD, SUITE 112A, ORMOND BEACH, FL, 32174
- Phone
- (386) 673-5191
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $527.2M
- Discretionary AUM
- $522.0M
- Non-discretionary AUM
- $5.1M
- Discretionary accounts
- 982
- Non-discretionary accounts
- 49
- Total accounts
- 1,031
- AUM per client
- $511K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 362 | $368.3M |
| Individuals (other than high net worth individuals) | 669 | $158.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Employees | 12 | 11 | decreased by1 |
| Mar 1, 2026 | Clients | 941 | 1,031 | increased by90 |
| Mar 1, 2026 | AUM | $443,752,515 | $527,155,793 | increased by$83,403,278 |
| Mar 1, 2026 | Accounts | 941 | 1,031 | increased by90 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 10 | 12 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 10 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 668 | 941 | increased by273 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $271,003,445 | $443,752,515 | increased by$172,749,070 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 678 | 941 | increased by263 |
| Jun 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| May 1, 2022 | Clients | 0 | 668 | increased by668 |
| May 1, 2022 | AUM | $0 | $271,003,445 | increased by$271,003,445 |
| May 1, 2022 | Accounts | 0 | 678 | increased by678 |
| Feb 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COMPASS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COMPASS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.